Regulatory Compliance Manager

About the job

• Managed relationship and exam/ inspection reviewed with all regulators and partners and ensure inspection preparedness.
• Provided support on a variety of complex regulations (e.g. BOT/ AML, payment regulations, consumer protection, technology, information security, credit information and privacy, data protection etc.).
• Developed and maintained all relevant Policies Procedures and Processes based upon regulatory requirements, industry practices and established internal controls, including and its related activities to prevent illegal, unethical, or improper conduct.
• Helped to ensure compliance with regulatory filing deadlines for license filings, regulatory reporting, and other mandated state activity to follow the regulatory regulations.
• Being the principal point of contact for any government investigations and examination (BOT, CPB, AMLO, OIC, NCB), draft responses to regulatory inquires, managed compliance audits, informed management of the results, and implemented corrective actions.
• Evaluated business in relation to regulatory and reputation risk and provided recommendations.
• Lead Compliance Risk Assessment and handle any and all regulatory compliance related programs such as compliance checklist, compliance testing (onsite & offsite), training and reporting, and internal controls testing to ensure compliance to laws and regulations.
• Trained employees on current and new regulations, practices and requirements.
• Mitigate any regulatory compliance risks exposure associated with business actives.
• Implement required BTMU or BAY initiatives to Krungsri Consumer.
• Develop and update local compliance policy to comply with new/amendment laws and regulations.
• Promote compliance culture within the organization.
• Provide compliance advice to business.

Qualifications:

• Bachelor’s or Master’s degree in Law.
• Working experience at least 10 years+ in Regulatory Compliance in Non-Bank, Banking and/or financial services business i.e. credit card, personal loan or insurance industry and providing regulatory advice/ consultancy/ solution recommended regarding relevant regulatory requirements, either credit card or personal loan or e-payment or insurance
• Strong communication and influencing skills with the ability to liaise with senior stakeholders.
• Proactive working style, can do attitude, problem solving, enjoy facing new challenges, and Team work player.
• Excellent analytic skills, strong communication, and presentation skill will be advantage.
• Good command of spoken and written English.
• Strong attention to detail with the ability to produce high quality reports and presentations.