Head of Compliance

Position Details

Job Description

  • Accomplish Compliance’s objectives by planning, supervising, controlling and supporting all activities in the department.
  • Communicate department policy and regulatory to relevant stakeholders to ensure they are aware of their role/s in compliance.
  • Ensure regulatory compliance in accordance with BOT, SEC, OIC or other relevant government compliance regulations.
  • Ensure corporate compliance in accordance with internal standard, market practice, and international standards / rules.
  • Conduct compliance testing, monitor and tracking compliance issues.
  • Ensure compliance in accordance with AML/CFT by regulatory testing and transaction monitoring.
  • Provide compliance strategy framework and develop compliance risk management model.
  • Review internal compliance practice and develop mitigation action properly.
  • Interact with external auditors on matter related to compliance issues.
  • Develop and maintain effective record systems of compliance practices.
  • Work closely with key stakeholders and head of other functions to identify undesired event and prevent misconduct.
  • Produce training materials and share the best practice to key stakeholders or head of other functions.
  • Prepare reports for management and external regulators as requested.
  • Create strong Compliance team by developing and coaching them to improve their performance and careers.
  • Complete other duties which were assigned by supervisor.


Qualifications

  • Bachelor’s or Master’s degree in Law, Economics, Business Administration or any related fields.
  • At least 10 years+ in Compliance in Bank or Financial Institutions.
  • Good command of spoken and written English
  • Proactive working style, Can do attitude, problem solving, enjoy facing new challenges, and Team work player.
  • Excellent analytic skills, strong communication, and presentation skill will be advantage.



Skills
Analytical Skills
Regulatory Compliance
Banking
Communication
Coaching

Functions
Other
Other

Job Overview

Job Type:

Full-Time


Company

Land and Houses Bank Public Company Limited logo

Land and Houses Bank Public Company Limited

14 active jobs

Industry:

Other

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