Compliance Manager

Responsibilities:

• Conduct internal control mapping and testing, periodic monitoring and surveillance reviews, and risk assessments
• Conduct all compliance and regulatory matters with international regulatory bodies including supporting registrations.
• Prepare regular reports and strategic direction to senior management regarding compliance matters
• Prepare documents to obtain relevant licenses for company expansion
• Prepare legal documents for corporate matters, and also prepare or review the contract, agreements, legal memo, legal opinion or any legal documents in relation to the Company’s business operation
• Apply compliance technology, and coordinating common standards for the documentation, tracking and reporting of issue remediation actions
• Stay updated on new regulatory requirements in the lending and cryptocurrency space
• Coordinate with various regulatory authorities e.g. SEC, AMLO, BOT
• Develop compliance policies and audit program procedures
• Develop and implement the policy, legal documents, manual or procedures on the data protection matters
• Focus on internal compliance policy review, including ongoing assessments, assisting with compliance review, internal audit reviews and ongoing or ad hoc reviews
• Work with in-house and external advisories to monitor, and then implement responses to, regulatory developments that impact the businesses
• Track new product/service launch compliance items
• Collaborate with other departments on special projects and special compliance projects as necessary
• Create an up-to-date communications plan and give training on all Compliance issues to Company’s staff and relevant stakeholders

Qualifications:

• Bachelor’s degree or higher in Laws, Business Administration or any related field of study.
• A minimum of 3 years of experience in a legal or compliance role with a substantial knowledge of relevant rules and regulations and the day-to-day compliance affairs (Financial, Cryptocurrency Sector, Data Protection is preferable).
• Working knowledge of digital asset trading and blockchain technology.
• Well-versed in the art of drafting procedures, analyzing risk in various aspects for the Company’s business, evaluating internal controls.
• Strong interpersonal skills for interfacing with all levels of internal and external audit and management.
• Good communication and presentation skills.
• Excellent personality with a can-do attitude, analytical, detail-oriented and ability to meet deadlines.
• Strong written and verbal communication skills in Thai and English.
• Computer literate in Microsoft Word, Excel and PowerPoint, and Google Workspace.