Regulatory Liaison & Business Operational Risk Oversight (AVP)
Hybrid
, Thailand
Posted: September 7, 2024
Position Details
Key Responsibilities:
Serve as the centralised contact point for BU/SUs under the Retail Segment in relation to regulators, external/internal examination as well as Operational Risk Framework (KRCSA/KORI). Coordinate with other units across the Bank (i.e. Compliance, Legal, Operational Risk Management (ORM), Internal Audit, etc.) to complete tasks within a defined timeline
Liaise with BU/SUs under the Retail Segment on regulators/internal audit requests to deliver completed requests within the defined timeline with accuracy
Provide baseline advisory on Operational Risk Management framework to BU/SUs under the Retail Segment
Monitor on Key Risk and Control Self-Assessment and Key Operational Risk Indicators according to ORM’s framework for BU/SUs under the Retail Segment to ensure timeliness of work and quality control are maintained
Conduct independent reviews, and analysis on Key Risk and Control Self-Assessment and Key Operational Risk Indicators across BU/SUs under the Retail Segment to verify the quality and correctness of the information identified by BU/SUs and provide applicable suggestions.
Develop and maintain the guidelines related to the responsible areas for the Retail Segment
Perform other duties / ad hocprojects related to Operational Risk Management and Regulatory Compliance as assigned.
Education and Qualifications:
Master’s degree in Business Administration, Finance, Economics, Statistics, or related fields; or an equivalent combination of education and experience in Operational Risk Management/Regulatory Compliance/Internal Audit.
Preferably 3 years of work experience in Operational Risk Management, Compliance, Audit or related fields in a financial institution.
Experience in Operational Risk Management and Risk Advisory is highly preferred.
Sound understanding of Operational Risk Management and regulatory requirements, particularly in retail banking products and processes.
Strong communication and interpersonal skills and willing to facilitate, collaborate and build effective working relationships with stakeholders from various functions.
Excellent critical and analytical skills – the ability to correctly interpret underlying information/data, assess and summarise its impact on operational risk and regulatory compliance.
Excellent organizational skills with the ability to manage several assignments and establish priorities.
Proven problem-solving skills, self-starter attitude, as well as teamwork.
Detail-focused, result-oriented, self-motivated, flexible, enthusiastic, with a good attitude.
Proficient knowledge of the Microsoft Office suite as well as experience with specific applications relevant to Operational Risk Management such as GRC.
Good command of English; communication and writing skills.
Skills
Risk Management
Analytical Skills
Finance
MS Office
Functions
Accounting & Finance
Job Overview
Job Type:
Hybrid
Company
UOB
72 active jobs
Industry:
Banking & Finance
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