Have practical understanding of and hands-on experience on financial service laws and regulations in relation to Bank of Thailand, Security and Exchange Commission and AMLO
Manage the SEC licensing and all SEC queries relating to the business
Coordinate and work closely with business units and relevant regulators to make sure that the company fully with relevant rules and regulations
Develop and maintain Regulatory Compliance Audit and Supervision programs
Write and present the Compliance Supervision Reports to the Board and Audit Committee
Assist Regulatory Compliance Working Group on company regulatory compliance strategies and to oversee regulatory compliance across company
Conduct monitoring and Regulatory Compliance Review to ensure consistent compliance across company
Assessing, monitoring and reporting of compliance risks regarding Regulatory Compliance
Communicate and facilitate regulatory compliance risk assessment by other business units
Facilitate business on regulatory impact assessment for new/drafting regulations and consultation papers which are circulated/ announced by the SEC/AMLO/BOT and any other regulatory changes related to business core process
Coordinate with Legal to develop regulatory compliance procedure & facilitate Business Unit to embed regulatory compliance procedure in Business Unit process
Act as the point of contact for all advisory and monitoring resources on compliance matters relating to the business and communications with investors and clients
Perform and complete daily monitoring checklists on fund related issues
Collaborate with Regulatory Compliance working group, Legal and Business Unit in maintaining as well as lively update the Regulatory Compliance policy & procedure
Collaborate with Legal and Group Compliance to roll out regulatory compliance intranet (database)
Qualifications:
Bachelor’s degree or higher in Law, Economics, Finance, or a related field
At least 5 years of experience in prior Legal and Compliance or Audit in Financial Institutions
Good command of verbal and written communication skills in Thai and English
Good computer skills
Strong analytical, interpersonal, and negotiation skills
Attention to detail and interest in following the latest regulatory changes
Experience in Digital Assets Market, Capital Market, and Financial Market will be advantageous
Must have initiative and a good working attitude
Skills
Negotiation skills
Analytical Skills
Interpersonal Skills
Communication skills
Functions
Other
Other
Job Overview
Job Type:
Full-Time
Company
Bitkub
39 active jobs
Industry:
Other
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