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    Compliance Supervisor

    Full-Time
    Bangkok, Thailand
    Posted: July 4, 2024
    Position Details

    Responsibilities

    • Have practical understanding of and hands-on experience on financial service laws and regulations in relation to Bank of Thailand, Security and Exchange Commission and AMLO
    • Manage the SEC licensing and all SEC queries relating to the business
    • Coordinate and work closely with business units and relevant regulators to make sure that the company fully with relevant rules and regulations
    • Develop and maintain Regulatory Compliance Audit and Supervision programs
    • Write and present the Compliance Supervision Reports to the Board and Audit Committee
    • Assist Regulatory Compliance Working Group on company regulatory compliance strategies and to oversee regulatory compliance across company
    • Conduct monitoring and Regulatory Compliance Review to ensure consistent compliance across company
    • Assessing, monitoring and reporting of compliance risks regarding Regulatory Compliance
    • Communicate and facilitate regulatory compliance risk assessment by other business units
    • Facilitate business on regulatory impact assessment for new/drafting regulations and consultation papers which are circulated/ announced by the SEC/AMLO/BOT and any other regulatory changes related to business core process
    • Coordinate with Legal to develop regulatory compliance procedure & facilitate Business Unit to embed regulatory compliance procedure in Business Unit process
    • Act as the point of contact for all advisory and monitoring resources on compliance matters relating to the business and communications with investors and clients
    • Perform and complete daily monitoring checklists on fund related issues
    • Collaborate with Regulatory Compliance working group, Legal and Business Unit in maintaining as well as lively update the Regulatory Compliance policy & procedure
    • Collaborate with Legal and Group Compliance to roll out regulatory compliance intranet (database)


    Qualifications:

    • Bachelor’s degree or higher in Law, Economics, Finance, or a related field
    • At least 5 years of experience in prior Legal and Compliance or Audit in Financial Institutions
    • Good command of verbal and written communication skills in Thai and English
    • Good computer skills
    • Strong analytical, interpersonal, and negotiation skills
    • Attention to detail and interest in following the latest regulatory changes
    • Experience in Digital Assets Market, Capital Market, and Financial Market will be advantageous
    • Must have initiative and a good working attitude



    Skills
    Negotiation skills
    Analytical Skills
    Interpersonal Skills
    Communication skills

    Functions
    Other
    Other

    Job Overview

    Job Type:

    Full-Time


    Company

    Bitkub logo

    Bitkub

    39 active jobs

    Industry:

    Other

    Ready to Apply?

    Submit your application now and take the next step in your career journey.

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