Position Objective and Key Responsibilities:
The AML KYC-CDD Analyst will be mainly responsible for managing the day-to-day KYC activities for the AFC Operations Unit. This includes providing daily execution per work assignment, conducting analysis on customer’s profile and behavior per bank’s policies and local requirement
- Perform KYC related activities such as Ongoing Review (OGR, ODD, CDD) Periodic Review and Name Screening including maker/checker role to ensure the review is processed in adherence to the KYC-CDD procedure in a timely manner
- Should be able to review and dispose potential negative news alerts as part of the periodic client reviews and escalate true matches accordingly.
- Perform holistic review of client’s financial activities in order to detect any transaction’s indicative of money laundering or terrorist financing
- Ensure that appropriate KYC review on AML and Sanctions are carried out on all customers and in accordance with bank’s policies and local regulatory requirements
- Ensure that appropriate customer categorizations are carried out in accordance with policies and local regulatory requirements
- Utilizing a variety of internal bank systems and external research tools to investigate, research, and prepare documentation/summaries consistent with the assessment
- Perform timely investigations with well-reasoned and supported decision-making for assessment review the customer relationships
- Work closely with Local Compliance Team and In-country related parties for the AML & KYC review process
- Document and escalate any exceptions as per policy
- Support any Account Maintenance process to ensure that all customer profile changes are processed in adherence to the policy and procedures in a timely manner.
- Perform Suspicious Transaction Report (STR) alerts from AML Compliance team for review and analyze customer’s profile whether to retain or exit and take appropriate actions per procedure/policy guidance.
- Report Unusual Activity Report (UAR) on client activities which might be related to money laundering or terrorist financing
- Reviewing Analysts’ recommendations for further enquiry, escalation, and case closure
- Participate in projects/initiatives and contribute input and support team for UAT testing KYC & AML-related project
- Meet daily productivity standards and goals to ensure completion of periodic reviews in a timely basis.
Qualifications:
- Bachelor’s in business/Finance/Accounting or related field.
- Minimum 3+ years’ experience in a financial institution in similar role with KYC and client onboarding experience
- Knowledge and understanding of AML law and regulations
- Fluent in written and spoken English and Thai
- Be able to work independently, and assertive
- Able to use standard Microsoft Office, excel, word i.e.
