How will you make an impact in this role?
Play a critical role in the market compliance team to support the Market Compliance Officer - Thailand in implementing the Thailand Compliance program.
- Maintains oversight of key regulatory changes and support the implementation of new regulations. This involves working closely with the business to design new processes in accordance with regulatory requirements.
- Supports the implementation and maintenance of ongoing AML programs across the business, this includes performing transaction monitoring investigations, filing of Suspicious Transaction Reports (STRs), PEP/Sanction/SIP screenings and investigations.
- Performs the review of advertisements, marketing materials and sales scripts for compliance implications.
- Drafts compliance policies and follows through to ensure implementation of procedures and monitoring programs by relevant business units.
- Assists with managing internal audits, regulator examinations and other related reviews.
- Provides compliance support and advice to business concerning compliance related matters as well as laws & regulations implementation
- Assists with drafting compliance reports
- Performs compliance monitoring and testing according to a risk based plan. Identifies compliance gaps and work with the business to remediate the gaps.
- Supports business initiatives and compliance programs.
Minimum Qualifications
We seek a highly motivated individual, who is keen to further develop his/her career and expertise within the compliance field.
- The individual in this position must be a self-starter and must have the ability to multi-task.
- Ability to work effectively across multiple business units and to interact with all levels of management and staff.
- Experience in project management, tracking tasks against milestones and handle various stakeholders.
- Independent worker with a keen interest to learn new task.
- At least 3-5 years Compliance experience
- Knowledge and experience in AML Laws and Credit Card regulations is highly preferred.
- Bachelor’s degree
- Credit card business / Banking industry background is an advantage.
- Language: English and Thai (speaking, writing, and listening)
